Fiduciary coverage from an industry leader
The Small Market Solution helps make fiduciary duties more manageable for both you and your clients.
The backing of LPL Research
As one of the nation's largest and most experienced research groups among independent firms, LPL Research:
*As of 12/31/2016
Pre-screened menu and 3(38) service
With the Small Market Solution, LPL Financial will serve as the ERISA Section 3(38) investment manager and share fiduciary responsibility for the plan’s investments. As the ERISA Section 3(38) investment manager and, LPL will:
Key benefits for your clients